Capital Markets & Securities

Capital market and securities are the core practice areas of SG & CO PRC LAWYERS (SG & CO). Since our merger and reorganization in 2010, we have been trying to meet legal service needs of building Shanghai into an international financial center, focusing on developing our leading practice areas, and delving into the practice area of capital markets and securities for nearly a decade. Having a good command of relevant laws and regulations and the regulatory environment of domestic and overseas capital markets, SG & CO has represented many domestic and overseas corporate clients, contributing to the success of many of their major projects such as IPOs, asset restructuring, and asset-backed securitization (ABS). We have accumulated extensive practical experience in this area, and established sound partnerships with securities regulatory authorities, stock exchanges, investment banks, and audit and assessment organizations.


SG & CO has made outstanding achievements in such practice areas as domestic and overseas securities issuance and listing, ABS, and M&A. It has been successively recognized and recommended by international authoritative legal rating agencies such as China Business Law Journal, Chambers Asia Pacific, Asian Legal Business (ALB), International Financial Law Review (IFLR) and Asialaw Profiles.


Areas of Focus:

● Reorganization & Restructuring

 M&A/ Major Asset Restructuring/ Delisting & Resumption of Listing

● Private Equity Financing 

● Governance Structure & Information Disclosure

● Management Incentives & Employee Stock Ownership Plans (ESOP)

● Capital Market Legal Services 

 IPO on China’s NEEQ

 Bond Issuance

 ABS & Financial Derivatives

● Disposal of Non-Performing Assets


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